Job description

Experience: 8+ Years
Location: Santacruz East, Mumbai
Industry Preference: Mutual Fund / Asset Management Company (AMC)

Requirements:
• A post graduate degree holder (preferably CS/CA/LLB/LLM) with 8 to 10 years of relevant working experience in compliance within an asset management business, specifically in Mutual Funds.
• Good at building relationships; you will be dealing with both internal and external stakeholders of ranging seniority on a day-to day basis. 

Roles and Responsibilities:
• Regulatory Compliance: Ensure adherence to SEBI, RBI, and other regulatory guidelines for mutual funds.
• Reporting and Filings: Manage quarterly, monthly, and yearly filings with regulatory bodies.
• Compliance Support: Provide support to management, monitor training, and update compliance policies.
• Regulatory Updates: Stay updated on regulatory developments and advise the business on compliance matters.
• Compliance Framework: Develop and implement compliance framework within the organization.
• Audit Support: Ensure smooth audit process by developing clear deliverables and activities.
• Documentation: Draft, vet, and negotiate agreements and fund-related documents.
• Process Improvement: Identify areas for improvement and communicate best practices.

Skills:
• Strong understanding of mutual fund regulations
• Excellent communication skills
• Ability to work independently and under pressure
• Team management and leadership skills